By: Gustavo G. Dolfino Here’s your expanded and detailed blog article in Markdown format: Exchange-traded funds (ETFs) have exploded in popularity over the past two decades. With their ability to provide diversification, ease of trading, and cost efficiency, they have become a go-to investment choice for millions of retail investors. But despite their benefits, an important question remains: Are ETF …
How Broker-Dealers Can Keep Retail Brokers in Check When Selling Crypto – FINRA’s Role Explained!
Cryptocurrency has emerged as one of the most talked-about investment opportunities in recent years. Many investors are eager to add digital assets to their portfolios, hoping to capitalize on the rapid growth and potential high returns. Broker-dealers must establish strong compliance mechanisms to ensure that their retail brokers follow ethical sales practices, avoid fraud, and act in the best interests …