By: Gustavo Dolfino Cryptocurrency has revolutionized the financial world. It has provided an alternative to traditional banking systems, allowing people to trade assets and store wealth outside of government control. While crypto offers financial freedom, it has also caught the attention of regulators like the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). These agencies were …
SEC vs. Pro-Business Policies: Can Regulators Balance Their Duties in a Pro-Biz World?
The U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) have long served as guardians of financial markets, ensuring fairness, transparency, and investor protection. However, their role becomes more challenging when pro-business policies come into play, aiming to reduce regulations and boost economic growth. Can the SEC and FINRA continue to fulfill their regulatory duties effectively …
Can Retail Brokers Sell Crypto? SEC & FINRA’s Surprising Stance
Cryptocurrency has transformed from a niche market into a mainstream investment asset. With Bitcoin, Ethereum, and thousands of other digital currencies gaining popularity, retail investors are increasingly looking for ways to buy, sell, and trade these assets. Traditionally, investors rely on retail brokers to facilitate stock and bond purchases. Given the explosive growth of crypto, many wonder: Can retail brokers …